Compliance and Regulatory

The extensive changes in various areas of compliance regulation such as corporate governance, anti-corruption, anti-money laundering (AML), data protection and financial services regulation in recent years have created new challenges for all involved in these areas.

Our Financial Services Compliance team is able to advise the full range of affected clients on the practical steps required to make sure they are compliant with all relevant issues, including items such as the Personal Data Protection Act (DPA), Anti-Money Laundering (AML) legislation and other compliance requirements, as well as general anti-corruption and corporate governance rules and guidance.

Our lawyers advise on risk and compliance matters arising from any local laws and regulations that rely on sanctions or penalties to regulate the operations of an organisation or an individual. 

We can work with you to ensure your business has a robust risk management and compliance programme in place and to help you move forward efficiently,  we can also provide tailored training and workshops, focusing on the issues that are central to your business.


  • Appeals against Enforcement Notices
  • Anti-Bribery
  • Anti-Money laundering
  • Corporate Governance
  • Cyber Security
  • Data Protection
  • Due Diligence and Training
  • Government and Regulatory investigations and proceedings

For more information on the compliance health check and how we can assist clients in conducting their annual compliance reviews, please contact Bill Ricquier.